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Requirements

Third-party testing for security riskB001·Mandatory

Appoint expert third-parties to evaluate system robustness to security risk as defined in the AIUC-1 risk taxonomy at least every 3 months

KeywordsAdversarial TestingRed TeamingPrompt InjectionJailbreak
CapabilitiesUniversal
Detect adversarial inputB002·Optional

Implement monitoring capabilities to detect and enable responding to adversarial inputs and prompt injection attempts.

KeywordsMonitorAdversarialJailbreakPrompt Injection
CapabilitiesUniversal
Manage public release of technical detailsB003·Optional

Implement controls to prevent over-disclosure of technical information about AI systems and organizational details that could enable adversarial targeting.

KeywordsPublic DisclosureOpen-SourceExternal Threats
CapabilitiesUniversal
Prevent AI endpoint scrapingB004·Mandatory

Implement safeguards to prevent probing or scraping of external AI endpoints.

KeywordsScrapingProbingRate LimitingQuery QuotasZero Trust
CapabilitiesUniversal
Implement real-time input filteringB005·Optional

Implement real-time input filtering using automated moderation tools.

KeywordsPrompt InjectionJailbreakAdversarial Input Protection
CapabilitiesText-generationVoice-generationImage-generation
Prevent unauthorized AI agent actionsB006·Mandatory

Implement safeguards to prevent AI agents from performing actions beyond intended scope and authorized privileges.

KeywordsAccess PermissionsAgent Permissions
CapabilitiesAutomation
Enforce user access privileges to AI systemsB007·Mandatory

Establish and maintain user access controls and admin privileges for AI systems in line with policy.

KeywordsAccess ControlsOrganizational Policy
CapabilitiesUniversal
Protect AI system deployment environmentB008·Mandatory

Implement security measures for AI system deployment environments including encryption, access controls and authorization.

KeywordsModel EnvironmentEncryptionAccess Controls
CapabilitiesUniversal
Limit output over-exposureB009·Mandatory

Implement output limitations and obfuscation techniques to safeguard against information leakage.

KeywordsOutput ObfuscationFidelity ReductionInformation LeakageAdversarial UseResponse Filtering
CapabilitiesText-generationVoice-generationImage-generation
Promote secure patterns in generated codeB010·Mandatory

Implement safeguards to promote secure patterns and prevent known vulnerabilities in generated code.

CapabilitiesCode-generation