> ## Documentation Index
> Fetch the complete documentation index at: https://standard.aiuc-1.com/llms.txt
> Use this file to discover all available pages before exploring further.

# C007: Flag high risk outputs for human review

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Implement an alerting system that flags high-risk outputs for human review

<div className="aiuc-requirement-overview">
  <section className="aiuc-requirement-overview-section aiuc-requirement-overview-taxonomy">
    <div className="aiuc-requirement-overview-group">
      <div className="aiuc-requirement-overview-label">Keywords</div>

      <div className="aiuc-requirement-overview-pill-list">
        <span className="aiuc-requirement-overview-pill">Human Review</span>
        <span className="aiuc-requirement-overview-pill">Escalation</span>
      </div>
    </div>
  </section>

  <section className="aiuc-requirement-overview-section aiuc-requirement-overview-details">
    <div className="aiuc-requirement-overview-detail">
      <div className="aiuc-requirement-overview-label">Application</div>
      <span className="aiuc-requirement-overview-pill">Supplemental</span>
    </div>

    <div className="aiuc-requirement-overview-detail">
      <div className="aiuc-requirement-overview-label">Frequency</div>
      <span className="aiuc-requirement-overview-pill">Every 12 months</span>
    </div>

    <div className="aiuc-requirement-overview-detail">
      <div className="aiuc-requirement-overview-label">Type</div>
      <span className="aiuc-requirement-overview-pill">Preventative</span>
    </div>

    <div className="aiuc-requirement-overview-detail">
      <div className="aiuc-requirement-overview-label">Capabilities</div>

      <div className="aiuc-requirement-overview-pill-list">
        <span className="aiuc-requirement-overview-pill">Universal</span>
      </div>
    </div>
  </section>

  <section className="aiuc-requirement-overview-section aiuc-requirement-overview-crosswalks">
    <div className="aiuc-requirement-overview-label">Crosswalks</div>

    <div className="aiuc-requirement-crosswalk-grid">
      <div className="aiuc-requirement-crosswalk-group">
        <div className="aiuc-requirement-crosswalk-heading">
          <span className="aiuc-requirement-crosswalk-title">MITRE ATLAS</span> <span className="aiuc-help-marker aiuc-crosswalk-help-marker" data-tooltip="Knowledge base of adversarial tactics, techniques and mitigation strategies for machine learning systems, similar to MITRE ATT&CK for cybersecurity" tabIndex="0">?</span>
        </div>

        <div className="aiuc-requirement-crosswalk-rule" aria-hidden="true" />

        <div className="aiuc-requirement-crosswalk-items">
          <a href="/crosswalks/mitre-atlas" title="Guardrails are safety controls that are placed between a generative AI model and the output shared with the user to prevent undesired inputs and outputs. Guard…">AML-M0020: Generative AI Guardrails</a>
        </div>
      </div>

      <div className="aiuc-requirement-crosswalk-group">
        <div className="aiuc-requirement-crosswalk-heading">
          <span className="aiuc-requirement-crosswalk-title">NIST AI RMF</span> <span className="aiuc-help-marker aiuc-crosswalk-help-marker" data-tooltip="US government framework for managing AI risks throughout the AI lifecycle with four core functions: Govern, Map, Measure, Manage" tabIndex="0">?</span>
        </div>

        <div className="aiuc-requirement-crosswalk-rule" aria-hidden="true" />

        <div className="aiuc-requirement-crosswalk-items">
          <a href="/crosswalks/nist-ai-rmf" title="Policies and procedures are in place to define and differentiate roles and responsibilities for human-AI configurations and oversight of AI systems.">GOVERN 3.2: Human-AI oversight</a>
          <a href="/crosswalks/nist-ai-rmf" title="Processes for human oversight are defined, assessed, and documented in accordance with organizational policies from GOVERN function.">MAP 3.5: Human oversight</a>
        </div>
      </div>

      <div className="aiuc-requirement-crosswalk-group">
        <div className="aiuc-requirement-crosswalk-heading">
          <span className="aiuc-requirement-crosswalk-title">CSA AICM</span> <span className="aiuc-help-marker aiuc-crosswalk-help-marker" data-tooltip="Cloud Security Alliance’s AI Controls Matrix provides security controls framework specifically designed for AI/ML systems" tabIndex="0">?</span>
        </div>

        <div className="aiuc-requirement-crosswalk-rule" aria-hidden="true" />

        <div className="aiuc-requirement-crosswalk-items">
          <a href="/crosswalks/csa-aicm" title="Establish, execute, and assess processes, procedures, and technical measures to ensure human oversight and control of the AI system in compliance with regulato…">GRC-15: Human supervision</a>
        </div>
      </div>

      <div className="aiuc-requirement-crosswalk-group">
        <div className="aiuc-requirement-crosswalk-heading">
          <span className="aiuc-requirement-crosswalk-title">ISO 42001</span> <span className="aiuc-help-marker aiuc-crosswalk-help-marker" data-tooltip="International standard for AI management systems (AIMS) covering responsible AI development and deployment" tabIndex="0">?</span>
        </div>

        <div className="aiuc-requirement-crosswalk-rule" aria-hidden="true" />

        <div className="aiuc-requirement-crosswalk-items">
          <a href="/crosswalks/iso-42001" title="The organization shall identify and document objectives to guide the responsible development AI systems, and take those objectives into account and integrate m…">A.6.1.2: Objectives for responsible development of AI system</a>
          <a href="/crosswalks/iso-42001" title="The organization shall identify and document objectives to guide the responsible use of AI systems.">A.9.3: Objectives for responsible use of AI system</a>
          <a href="/crosswalks/iso-42001" title="The organization shall define and document the processes for the responsible use of AI systems.">A.9.2: Processes for responsible use of AI systems</a>
        </div>
      </div>

      <div className="aiuc-requirement-crosswalk-group">
        <div className="aiuc-requirement-crosswalk-heading">
          <span className="aiuc-requirement-crosswalk-title">OWASP AIVSS</span> <span className="aiuc-help-marker aiuc-crosswalk-help-marker" data-tooltip="OWASP AI Vulnerability Scoring System enables organizations to quantify how agentic capabilities amplify security risks" tabIndex="0">?</span>
        </div>

        <div className="aiuc-requirement-crosswalk-rule" aria-hidden="true" />

        <div className="aiuc-requirement-crosswalk-items">
          <a href="/crosswalks/owasp-aivss" title="Inability to audit agent decision chains or attribute actions">Agent Untraceability</a>
        </div>
      </div>

      <div className="aiuc-requirement-crosswalk-group">
        <div className="aiuc-requirement-crosswalk-heading">
          <span className="aiuc-requirement-crosswalk-title">IBM AI Risk Atlas</span> <span className="aiuc-help-marker aiuc-crosswalk-help-marker" data-tooltip="Comprehensive taxonomy of risks associated with ML models, GenAI, and AI Agents from IBM Research" tabIndex="0">?</span>
        </div>

        <div className="aiuc-requirement-crosswalk-rule" aria-hidden="true" />

        <div className="aiuc-requirement-crosswalk-items">
          <a href="/crosswalks/ibm-ai-risk-atlas" title="Reliance, that is the willingness to accept an AI agent behavior, depends on how much a user trusts that agent and what they are using it for. Over-reliance oc…">IBM 4: Agentic AI - Over- or under-reliance on AI agents</a>
          <a href="/crosswalks/ibm-ai-risk-atlas" title="In AI-assisted decision-making tasks, reliance measures how much a person trusts (and potentially acts on) a model's output. Over-reliance occurs when a person…">IBM 64: Output - Over- or under-reliance</a>
        </div>
      </div>

      <div className="aiuc-requirement-crosswalk-group">
        <div className="aiuc-requirement-crosswalk-heading">
          <span className="aiuc-requirement-crosswalk-title">OWASP Agentic Top 10</span> <span className="aiuc-help-marker aiuc-crosswalk-help-marker" data-tooltip="Curated list of the most critical security threats to autonomous AI agent systems" tabIndex="0">?</span>
        </div>

        <div className="aiuc-requirement-crosswalk-rule" aria-hidden="true" />

        <div className="aiuc-requirement-crosswalk-items">
          <a href="/crosswalks/owasp-agentic-top-10" title="Users over-trust agent recommendations or explanations, enabling social engineering and covert harmful actions. Confident, polished explanations mislead human…">ASI09 - Human-Agent Trust Exploitation</a>
        </div>
      </div>
    </div>
  </section>
</div>

<section className="aiuc-requirement-control-evidence">
  <div className="aiuc-requirement-control-evidence-headings">
    <h2>Control activities</h2>
    <h2>Typical evidence</h2>
  </div>

  <div className="aiuc-requirement-control-evidence-group">
    <div className="aiuc-requirement-control-evidence-label">
      <span>Should include</span> <span className="aiuc-help-marker" data-tooltip="Organizations must demonstrate core controls to meet the requirement. Auditors may accept alternative implementations that achieve equivalent outcomes." tabIndex="0">?</span>
    </div>

    <div className="aiuc-requirement-control-evidence-row">
      <div className="aiuc-requirement-card aiuc-requirement-control-card">
        <div className="aiuc-requirement-control-item">
          <span className="aiuc-requirement-control-bullet" aria-hidden="true" />

          <p><strong>Defining high-risk output criteria drawing on risk taxonomy.</strong></p>
        </div>
      </div>

      <div className="aiuc-requirement-card aiuc-requirement-evidence-card">
        <div className="aiuc-requirement-evidence-title">C007.1 Documentation: Definition of high-risk output criteria</div>
        <p>Document or policy defining high-risk outputs requiring human review - should specify criteria for flagging (e.g. financial advice thresholds, medical/legal/safety domains, reputational harm triggers). Can be standalone or included in existing AI risk taxonomy/AI risk policy.</p>

        <div className="aiuc-requirement-evidence-meta">
          <div className="aiuc-requirement-evidence-meta-group">
            <div className="aiuc-requirement-evidence-meta-label">Category</div>
            <a href="/evidence/operational-practices">Operational Practices</a>
          </div>

          <div className="aiuc-requirement-evidence-meta-group">
            <div className="aiuc-requirement-evidence-meta-label">Typical location</div>

            <div className="aiuc-requirement-evidence-pill-list">
              <span className="aiuc-requirement-evidence-pill">Internal policies</span>
            </div>
          </div>

          <div className="aiuc-requirement-evidence-meta-group">
            <div className="aiuc-requirement-evidence-meta-label">Capabilities</div>

            <div className="aiuc-requirement-evidence-pill-list">
              <span className="aiuc-requirement-evidence-pill">Universal</span>
            </div>
          </div>
        </div>
      </div>
    </div>

    <div className="aiuc-requirement-control-evidence-row">
      <div className="aiuc-requirement-card aiuc-requirement-control-card">
        <div className="aiuc-requirement-control-item">
          <span className="aiuc-requirement-control-bullet" aria-hidden="true" />

          <p><strong>Implementing automated detection mechanisms for high-risk outputs.</strong> For example, using content filtering, risk scoring, or classification models to identify outputs requiring review or flagging.</p>
        </div>
      </div>

      <div className="aiuc-requirement-card aiuc-requirement-evidence-card">
        <div className="aiuc-requirement-evidence-title">C007.2 Config: High-risk detection mechanisms</div>
        <p>Detection code, configuration file, or rules engine showing high-risk output filtering - may include keyword lists or regex patterns flagging sensitive topics, scoring logic assigning risk values to recommendations, if/then rules defining high-risk conditions, ML model configuration (e.g., classification thresholds in config.yaml), or API response showing confidence scores with risk thresholds.</p>

        <div className="aiuc-requirement-evidence-meta">
          <div className="aiuc-requirement-evidence-meta-group">
            <div className="aiuc-requirement-evidence-meta-label">Category</div>
            <a href="/evidence/technical-implementation">Technical Implementation</a>
          </div>

          <div className="aiuc-requirement-evidence-meta-group">
            <div className="aiuc-requirement-evidence-meta-label">Typical location</div>

            <div className="aiuc-requirement-evidence-pill-list">
              <span className="aiuc-requirement-evidence-pill">Engineering Code</span>
            </div>
          </div>

          <div className="aiuc-requirement-evidence-meta-group">
            <div className="aiuc-requirement-evidence-meta-label">Capabilities</div>

            <div className="aiuc-requirement-evidence-pill-list">
              <span className="aiuc-requirement-evidence-pill">Universal</span>
            </div>
          </div>
        </div>
      </div>
    </div>
  </div>

  <div className="aiuc-requirement-control-evidence-group">
    <div className="aiuc-requirement-control-evidence-label">
      <span>May include</span> <span className="aiuc-help-marker" data-tooltip="Supplemental controls demonstrating additional safeguards. Recommended when particularly relevant to the organization’s use case." tabIndex="0">?</span>
    </div>

    <div className="aiuc-requirement-control-evidence-row">
      <div className="aiuc-requirement-card aiuc-requirement-control-card">
        <div className="aiuc-requirement-control-item">
          <span className="aiuc-requirement-control-bullet" aria-hidden="true" />

          <p><strong>Establishing human review workflows for flagged high-risk outputs.</strong> For example, assigning reviewers, defining escalation procedures for complex cases, managing review queues with response time tracking, documenting review decisions, and reviewing workflow effectiveness regularly.</p>
        </div>
      </div>

      <div className="aiuc-requirement-card aiuc-requirement-evidence-card">
        <div className="aiuc-requirement-evidence-title">C007.3 Documentation: Human review workflows</div>
        <p>Workflow documentation or ticketing system configuration showing human review process for flagged outputs - may include runbook with reviewer assignments and escalation paths, queue management in Jira/Linear/support ticketing with pending review tracking, SLA targets for review response times, or procedure document defining review decision documentation requirements.</p>

        <div className="aiuc-requirement-evidence-meta">
          <div className="aiuc-requirement-evidence-meta-group">
            <div className="aiuc-requirement-evidence-meta-label">Category</div>
            <a href="/evidence/operational-practices">Operational Practices</a>
          </div>

          <div className="aiuc-requirement-evidence-meta-group">
            <div className="aiuc-requirement-evidence-meta-label">Typical location</div>

            <div className="aiuc-requirement-evidence-pill-list">
              <span className="aiuc-requirement-evidence-pill">Internal processes</span>
            </div>
          </div>

          <div className="aiuc-requirement-evidence-meta-group">
            <div className="aiuc-requirement-evidence-meta-label">Capabilities</div>

            <div className="aiuc-requirement-evidence-pill-list">
              <span className="aiuc-requirement-evidence-pill">Universal</span>
            </div>
          </div>
        </div>
      </div>
    </div>
  </div>

  <p className="aiuc-requirement-alternative-evidence">Organizations can submit alternative evidence demonstrating how they meet the requirement.</p>
</section>

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